O presente Regulamento entra em vigor no dia 1 de janeiro de 2019.
19 de dezembro de 2018. - A Presidente do Conselho de Administração, Gabriela Figueiredo Dias. - A Vice-Presidente do Conselho de Administração, Filomena Pereira de Oliveira.
ANEXO I
Layout do ficheiro a reportar, de acordo com o n.º 2 do artigo 2.º do presente Regulamento:
[Name of trading venue] Position management controls
MIC:
Competent authority:
- 1 -Powers that the trading venue has to monitor the open interest positions of persons.
- 2 -Powers the trading venue has to access information, including all relevant documentation, from persons about the size and purpose of a position or exposure entered into, information about beneficial or underlying owners, any concert arrangements and any related assets or liabilities in the underlying market.
- 3 -Powers the trading venue has to require reduction or termination of positions, on a temporary or permanent basis, as the specific case may require and to unilaterally take appropriate action to ensure the termination or reduction if the person does not comply.
- 4 -Powers the trading venue has to require a person to provide liquidity into the market at an agreed price and volume on a temporary basis with the express intent of mitigating the effects of a large or dominant position, where appropriate.
- 5 -Any other powers the trading venue has in relation to position management, if applicable
- 6 -How position management controls apply to persons and take account of the nature and composition of market participants and the use they make of the contracts submitted to trading.
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